
Science,
Vol 274,
Issue 5290,
1115-1123
, 15 November 1996
[DOI: 10.1126/science.274.5290.1115]
Diversity and Pattern in the Developing Spinal Cord
Yasuto Tanabe
and
Thomas M. Jessell
The generation of distinct neuronal cell types in appropriate
numbers and at precise positions underlies the assembly of neural circuits that encode animal behavior. Despite the complexity of the
vertebrate central nervous system, advances have been made in defining
the principles that control the diversification and patterning of its
component cells. A combination of molecular genetic, biochemical, and
embryological assays has begun to reveal the identity and mechanism of
action of molecules that induce and pattern neural tissue and the role
of transcription factors in establishing generic and specific neuronal
fates. Some of these advances are discussed here, focusing on the
spinal cord as a model system for analyzing the molecular control of
central nervous system development in vertebrates.
The authors are at the Howard Hughes Medical Institute, Department
of Biochemistry and Molecular Biophysics, Center for Neurobiology and
Behavior, Columbia University, New York, NY 10032, USA.
All neural functions--from simple sensory
responses and motor commands to elaborate cognitive behaviors--depend
on the assembly of neuronal circuits, a process initiated during
embryonic development. An early and fundamental step in this process is
the generation of distinct classes of neurons at precise locations
within a primitive neural epithelium. Over the past decade, many of the
mechanisms that control the identity of specific neural cell types have
been defined, in large part through the application of molecular
genetics in invertebrate organisms such as Drosophila and
Caenorhabditis elegans but also through cellular and
biochemical approaches in vertebrates. Collectively, the study of these
diverse systems has provided considerable insight into the relative
contributions of environmental signaling and lineage restrictions in
neural development and has revealed the identity of many of the
extracellular signaling factors and intracellular proteins that direct
cell fate.
Some of the most intriguing behaviors depend on the circuits that are
formed during the development of the vertebrate brain and spinal cord,
yet our understanding of neural development is more fragmentary in the
vertebrate central nervous system (CNS) than in other systems
(1). Here we review recent progress in defining how diverse
cell types in the vertebrate CNS are generated, focusing largely on the
spinal cord, because it is the simplest and most conserved region of
the vertebrate CNS (Fig. 1A). In addition, physiological
and anatomical analyses of neuronal circuitry in the spinal cord have
provided, from the time of Sherrington, a solid cellular framework for
interpreting the neural bases of sensory and motor functions
(2). Although the functions encoded in spinal cord circuitry
are limited by comparison to those of many other brain structures,
studies on the development of spinal neurons may reveal general
strategies used to establish neuronal diversity and circuitry in more
complex regions of the CNS.
Fig. 1.
Polarized sources of inductive signals
during spinal cord development. (A) Stages in the embryonic
development of the spinal cord: The neural plate is generated as
a columnar epithelium and is underlain by axial mesoderm cells of the
notochord (N), and paraxial mesoderm (later the somites) (S) and is
flanked by epidermal ectoderm (ECT). During neurulation, the
neural plate buckles at its midline to form the neural folds and a
floor plate (F) forms at its midline. The neural tube forms by fusion
of the dorsal tips of the neural folds, generating roof plate cells at its dorsal midline and neural crest cells (NC), which emigrate from the
dorsal neural tube. Neuroepithelial cells proliferate and differentiate
into neurons located at different dorsoventral positions. Subclasses of
commissural (C) and association (A) neurons differentiate dorsally,
close to the roof plate, whereas motor neurons (M) and ventral
interneurons (V) differentiate ventrally near the floor plate.
Dorsal root ganglion (DRG) neurons are generated from post-migratory
neural crest cells. (B) The diagram shows the source of
ventralizing [Sonic Hedgehog (Shh), blue] and dorsalizing (BMPs,
orange) inductive signals at sequential stages of spinal cord
development. Shh is initially expressed in the axial mesoderm, and BMPs
originate in the epidermal ectoderm flanking the lateral edges of the
neural plate. At neural fold stages, Shh begins to be expressed by
floor plate cells at the midline of the neural plate and BMPs by cells
in the dorsal tips of the neural folds. After neural tube closure, BMP
expression is lost from the epidermal ectoderm except at the dorsal
midline but BMPs are now expressed in the roof plate and adjacent
dorsal neural tube. At the onset of neuronal differentiation, BMP
expression persists in the dorsal neural tube, and Shh expression is
maintained in the floor plate.
[View Larger Versions of these Images (49K GIF file)]
We examine the steps involved in the generation of distinct neural cell
types through the use of somewhat artificial subdivisions of what is
evidently an integrated developmental program.
Induction of the Neural Plate
The development of the spinal cord, as in other regions of the
CNS, is initiated by the induction of the neural plate. The classical
grafting experiments of Spemann and Mangold in amphibian embryos
(3) established that the formation of neural tissue depends
on signals provided by prospective axial mesodermal cells in the
organizer region. Until recently the identity and mechanism of action
of these endogenous neural inducing factors have remained obscure.
Studies of neural induction in Xenopus embryos now suggest that in one major pathway of neural induction, factors antagonize the
signals mediated by the transforming growth factor- (TGF )-like protein, bone morphogenic protein4 (BMP4), which represses neural and
promotes epidermal cell fate (4) (Fig.
2).
Fig. 2.
Mechanisms of neural induction in
Xenopus embryos. (A) Ectodermal cells of the
animal pole of gastrula-stage Xenopus embryos are subject
to tonic BMP4-mediated signaling (red arrows), which promotes their
differentiation into epidermal cells. Blockade of BMP4 signaling
elicits the formation of anterior neural plate tissue. Exposure of
ectoderm to FGFs under conditions in which BMP4 signaling is reduced or
eliminated leads to the generation of posterior neural plate tissue.
(B) A potential mechanism of action of anterior neural
inducers derived from prospective axial mesoderm (the organizer
region). Chordin, noggin, and follistatin are each secreted by
organizer cells and induce neural tissue by blocking BMP4-mediated
signaling between ectodermal cells. RI and RII, BMP receptor subunits.
(C) Both noggin and chordin bind to BMP4. Follistatin can
bind to BMP7 and possibly also to other BMPs.
[View Larger Version of this Image (40K GIF file)]
BMP signaling and neural induction. The possibility that
neural induction might result from the inactivation of a signaling pathway that represses neural fate emerged from the observation that
dissociation of blastula-stage ectoderm into single cells, presumably
preventing intercellular signaling, was sufficient to elicit the
formation of neural tissue (5). Members of the TGF family
were suggested to mediate this repressive signal on the basis of
experiments designed initially to test whether the TGF -like protein
activin was required for the induction of mesoderm (6).
Injection of transcripts that encoded a dominant negative form of an
activin receptor blocked mesodermal differentiation. But ectodermal
cells expressing this receptor isoform unexpectedly differentiated into
neural tissue, suggesting that the blockade of activin receptor signal
transduction is sufficient to trigger neural induction. Two lines of
evidence indicate that BMP4 rather than activin itself is likely to be
the endogenous TGF -like protein that interacts with this receptor
and represses neural differentiation. First, BMP4 is widely expressed
in the early ectoderm and its expression is extinguished from neural
plate cells during neural induction (7). Second, BMP4 but
not activin can prevent the expression of neural markers and promote
epidermal differentiation in dissociated ectodermal cells
(8). Organizer-derived signals might therefore induce neural
tissue by means of endogenous proteins that block signaling mediated by
BMP proteins.
Support for this idea has come from the demonstration that three
candidate neural inducers expressed by organizer tissue can act in this
manner (Fig. 2, B and C). The endogenous activin-binding protein
follistatin is expressed by organizer cells, and injection of
follistatin elicits neural differentiation (9). Follistatin can also bind to BMPs, albeit with lower affinity than to activin (10), and thus its neural inducing activity is likely to
result from inhibition of the actions of a BMP rather than of activin. A second protein with neural inducing activity, noggin (11), is also expressed in organizer cells (12) and binds to BMP4 with high affinity (Kd = 19 pM), blocking its
biological activity (13). Finally, chordin, a protein
identified originally by its expression in induced organizer tissue
(14) also has direct neural inducing activity
(15) and binds BMP4 (Kd = 320 pM)
(16). Strikingly, although follistatin, noggin, and chordin
can each antagonize the action of BMPs, they appear to be unrelated
structurally.
Additional neural inducers. The neural tissue induced
by follistatin, noggin, and chordin is anterior in character, as
defined by molecular markers expressed normally in the forebrain
(9, 11, 14, 17). A distinct signaling pathway may therefore be required for induction of posterior neural tissue. One class of
candidate posterior neural inducers are secreted proteins of the
fibroblast growth factor (FGF) family. FGFs can induce neural tissue
with characteristics of the spinal cord under conditions in which the
repressive action of BMP signaling is reduced or eliminated
(17, 18) (Fig. 2A). Moreover,
neural tissue characteristic of intermediate levels of the neuraxis,
the midbrain, and hindbrain, can be induced by exposure of ectoderm to
both noggin and FGF (17). The early regional identity of the
neural plate along its anteroposterior axis may therefore be
established in part by the coordinated actions of inhibitors of BMP
signaling and FGFs.
A second class of molecules that appears to be involved in the
generation of posterior neural tissue is the retinoids. Treatment of
embryos with retinoic acid leads to an anterior-to-posterior transformation in the regional character of the neural tube and in the
identity of specific neuronal cell types (19, 20). Retinoids
also decrease the time required for the onset of neuronal differentiation in noggin-induced neural tissue (21). The
presence of retinoids in posterior regions of the gastrula embryo
(22) may therefore account for the early onset of neuronal
differentiation in the spinal cord and hindbrain, and conversely the
exclusion of retinoids from more anterior regions (22) may
underlie the delay in neurogenesis at forebrain levels.
The use of targeted gene disruption in mice can independently test the
requirement for neural-inducing molecules identified through
gain-of-function assays in Xenopus. Mice with mutations in the BMP4 gene do not exhibit an obvious expansion in
neural tissue at the expense of epidermal ectoderm (23), as
might be predicted from studies in Xenopus. This could be
explained by the presence of other BMPs that function in a manner
similar to that of BMP4 or by the existence of pathways of neural
induction independent of BMP inhibition. In addition, follistatin
appears not to have an essential role in neural induction in the mouse. The mouse organizer region, termed the node, possesses neural inducing
activity (24) but does not express follistatin
(25). Moreover, mice lacking follistatin do not exhibit any
obvious defect in neural induction (26). These findings
could again be accounted for by the compensatory actions of other
organizer-derived molecules that inhibit BMP signaling. Nevertheless,
it is also possible that some relevant neural-inducing factors derive
from regions other than the node. One hint that there are other sources of neural-inducing factors has come from studies of mice in which the
gene encoding hepatocyte nuclear factor (HNF) 3 , a transcription factor expressed in the node, has been inactivated by targeted recombination. HNF3 mutant mice lack overt signs of node
differentiation, yet give rise to neural tissue with anteroposterior
pattern (27), suggesting that molecules with neural inducing
activity reside in tissues other than the node. One potential source of
additional neural inducing factors is the endoderm/mesoderm tissue at
the anterior end of the gastrula embryo. In Xenopus, the
Cerberus gene is expressed by such endomesodermal cells and
encodes a secreted protein that can induce anterior neural tissue
(28). It remains uncertain, however, if the neural inducing
activity of Cerberus is direct or is mediated by other
induced cell types.
Thus, many candidate inducers of neural tissue have been
identified both in spinal cord and at more anterior levels. To date, however, it has not been possible to separate the induction of neural
properties from the acquisition of anteroposterior regional identity.
Neural induction and the early regional fate of neural cells appear,
therefore, to be linked rather than independent processes.
Patterning the Neural Plate
Two independent signaling systems control the regional fate of
induced neural cells (29). As discussed above, one system controls pattern along the anteroposterior axis and has a critical role
in establishing the subdivisions of the neural tube that prefigure the
formation of the forebrain, midbrain, hindbrain, and spinal cord
(30). The mechanisms that control anteroposterior patterning
in the brain are discussed in another article in this issue
(31). A second signaling system patterns the neural plate along its mediolateral axis, later the dorsoventral axis of the neural
tube. In the following sections we discuss the mechanisms by which
inductive signals control the diversification of cell types along the
dorsoventral axis of the neural tube, focusing on the caudal region of
the neural tube that gives rise to the spinal cord. Similar patterning
events occur at more rostral regions that give rise to the hindbrain,
midbrain, and diencephalic regions of the forebrain (32).
At early stages in the development of the spinal cord, three major
classes of cells are generated in the ventral neural tube: floor plate
cells at the ventral midline, motor neurons at a ventrolateral position, and ventral interneurons at more dorsal locations (Fig. 1A). Cells in the dorsal neural tube give rise
initially to neural crest cells and subsequently to roof plate cells at
the dorsal midline and to several classes of dorsal sensory relay
interneurons. The inductive signals that control the identity and
pattern of these cell types come initially from two distinct groups of
non-neural cells. The generation of ventral cell types is controlled by
signals from the notochord, an axial mesodermal cell group that
underlies the midline of the neural plate. In contrast, dorsal cell
types are generated in response to signals derived from the epidermal ectoderm that flanks the lateral margins of the neural plate (Fig. 1).
Diversity and Pattern in the Ventral Neural Tube
Tissue grafting assays in chick and Xenopus embryos
(33, 34), the analysis of mutant mouse and zebrafish embryos
(27, 35, 36), and assays of cell differentiation in neural
plate cells grown in vitro (37, 38, 39) have shown that the
notochord is the source of two inductive signals: A local signal that
induces floor plate differentiation in midline neural plate cells and a
longer-range signal that induces motor neurons. The floor plate, once
induced, acquires the ability to generate both of these short- and
long-range signals (35, 37). Both short- and long-range inductive activities are mediated by Sonic Hedgehog (Shh), a member of
a family of secreted proteins identified initially by their structural
similarity to the Drosophila segment polarity gene Hedgehog (Hh) (40, 41, 42, 43). Shh is
synthesized by the notochord and floor plate at the time that these
cell groups exhibit their inductive activity (41, 42, 43, 44, 45, 46, 47) (Fig.
1B). Misexpression of Shh can induce floor plate differentiation in vivo (41, 43), and recombinant Shh can induce floor plate cells and motor neurons in neural plate explants (45, 46). Conversely, antibodies that inhibit Shh signaling in vitro block the ability of the notochord and floor plate to induce
ventral cell types (46, 47) and mice in which the
Shh gene has been inactivated fail to generate ventral
structures in the CNS (48). Taken together, these studies
show that Shh is necessary and sufficient for the induction of ventral
cell types.
Patterning actions of Shh. When and how does Shh control the
identity and pattern of cell types generated in the ventral neural tube? An early step in this process appears to be the repression of
transcription factor expression in cells at medial positions within the
neural plate. When the caudal neural plate is formed, cells at all
mediolateral positions express the homeodomain-containing transcription
factors, Pax3, Pax7, Msx1, and Msx2 (47, 49, 50, 51, 52). The
expression of these genes is rapidly repressed in medial neural plate
cells by a Shh-mediated signal from the notochord (47, 49,
52) and after neural tube closure their expression is restricted
to proliferating cells in the dorsal neural tube (47, 49,
52) (Fig. 3). The repression of Pax3 and
Pax7 expression in neural plate cells appears to be a
prerequisite for the generation of ventral cell types. Lateral neural
plate cells that have never been exposed to Shh maintain Pax7
expression and rapidly lose competence to generate floor plate cells
and motor neurons in response to Shh (47). Furthermore,
misexpression of Pax3 in ventral regions of the spinal cord
in transgenic mice blocks floor plate differentiation (53).
The rapid time course of the repression of Pax3,
Pax7, and Msx1/2 by Shh (47, 49, 52)
raises the possibility that these genes may be direct targets for the
intracellular transduction events triggered in neural plate cells by
Shh. The Shh signaling pathway is not completely understood, but
appears very similar to Hh signal transduction in Drosophila
(54, 55, 56, 57). As such, Shh-mediated signaling is likely to
culminate in the activation of zinc finger transcription factors of the
Gli family (57, 58).
Fig. 3.
Pax gene expression during spinal cord
development. During the transformation of the neural plate into the
neural tube in the chick embryo, the regulated expression of three
Pax genes--Pax3, Pax6, and
Pax7--subdivides the neural tube into distinct domains. Caudal neural plate cells at all mediolateral positions initially express Pax3 and Pax7. At neural fold stages,
Pax3 and Pax7 expression is repressed medially
and Pax 6 expression is detected at all mediolateral
positions except at the midlines. After neural tube closure,
Pax3 and Pax7 expression is restricted to the
dorsal half of the neural tube, whereas Pax6 is expressed
by more ventral cells. Pax6 is also expressed by cells in
the dorsal half of the neural tube. N, notochord, F, floor
plate.
[View Larger Version of this Image (10K GIF file)]
Upon exposure to Shh, cells in the medial region of the neural plate
are converted to a ventralized state (defined operationally as the
repression of Pax3 and Pax7 expression) and
acquire the capacity to give rise to floor plate cells, motor neurons,
or ventral interneurons. The selection of one of these three cell fates
appears to be regulated by a second phase of Shh signaling. Cells at
the midline of the neural plate appear to be exposed to Shh generated
locally by the notochord, which directs floor plate cell fate through
the expression of transcription factors of the winged-helix class,
notably HNF3 (59). At later stages, Shh signaling in
adjacent regions of the ventral neural tube defines whether ventralized
progenitors give rise to motor neurons or to ventral interneurons. Shh
signaling causes ventralized progenitors to give rise to motor neurons,
whereas the blockade of Shh signaling inhibits motor neuron
differentiation and leads instead to the generation of ventral
interneurons (47). Ventralized progenitors require Shh
signaling to generate motor neurons until late in their final
progenitor cell division. This finding has parallels with studies
showing that the laminar identity of cortical neurons is determined
late in their final progenitor division cycle (60). At the
onset of motor neuron differentiation in higher vertebrates, the
notochord has been displaced ventrally and is no longer close to the
neural tube. Thus, the Shh required to convert ventralized progenitors
into motor neurons is likely to derive from the floor plate.
It is unclear whether the generation of motor neurons or ventral
interneurons results from a switch in the fate of an individual progenitor cell in response to Shh. The ventral neural tube contains multipotential progenitor cells that give rise both to motor neurons and interneurons (61). Moreover, exposure of neural plate
cells in vitro to a Shh concentration at the threshold for motor neuron induction leads to the generation of neurons that coexpress markers of
motor neuron and interneuron identity (47). This observation is most easily explained by the existence of a common progenitor cell
for motor neurons and certain ventral interneurons. It remains unclear,
however, whether the fates of all ventral interneurons are controlled
solely by Shh-mediated signals. A class of ventral interneurons that
express the homeodomain protein En-1, but not Isl1, is missing in mice
in which motor neuron differentiation has been blocked by elimination
of Isl1 gene function (62). This finding suggests
that, in vivo, motor neuron-dependent signals may cooperate with Shh
signaling to specify certain interneuron fates in the ventral neural
tube.
Taken together, these studies suggest that the identity and pattern of
cell types generated in the ventral half of the neural tube is
controlled in large part by Shh signaling, through actions at multiple
concentration thresholds. The early action of Shh to maintain the
competence of neural plate cells for later ventral cell type
differentiation operates at a concentration threshold two to three
times lower than that required later for motor neuron generation
(47), and floor plate generation requires two to three times
more Shh (45). Thus, relatively small changes in Shh
concentration can elicit the generation of distinct neural cell types.
Studies of mesodermal patterning in Xenopus have shown similarly that distinct cell types are generated in response to two- to
threefold differences in activin concentration (63).
If Shh acts at multiple concentration thresholds to control
ventral cell fates, what is the range of Shh diffusion and the concentration profile in the ventral neural tube in vivo? The early
notochord-mediated repression of Pax7 in the neural plate is observed
over a distance of 5 to10 cells (47), perhaps the extent of Shh
diffusion. Moreover a graded elevation in the expression of
Patched mRNA is detected in the ventral neural tube at
stages at which motor neurons begin to differentiate (54).
Induction of Patched is an indicator of exposure of cells to
Hedgehog proteins in Drosophila and vertebrates (54,
55), and it is likely therefore that Shh diffuses from floor plate
cells and establishes a concentration gradient in the ventral neural
tube. These studies on Shh signaling support the idea that the
patterning of vertebrate tissues can be controlled by discrete cellular
responses to different concentrations of diffusible inductive factors.
The mechanisms that control the extent of Shh diffusion have been
clarified in vivo by biochemical studies showing that
Drosophila and vertebrate Hedgehog proteins are synthesized
as larger precursors that are subject to autoproteolytic cleavage to
generate biologically active NH2-terminal (N) fragments
(45, 64). During autocatalytic processing, the N fragment is
covalently modified by the addition of cholesterol to its
COOH-terminus, which results in an increase in hydrophobicity that
tethers the protein to the membrane (65) and restricts its diffusion.
Apparently, as a consequence of this lipophilic modification, the vast
majority of Shh-N synthesized by the notochord and floor plate remains
closely associated with the surface of midline cells (45, 47,
66). The diffusible form of Shh-N could derive from the incomplete
transfer of cholesterol during autoprocessing, from the regulated
cleavage of the cholesterol adduct, or simply from the release of small
amounts of cholesterol-modified Shh-N from the plasma membrane.
Future studies on the role of Shh in ventral neural tube patterning
will need to investigate how small differences in extracellular Shh
concentration generate distinct neural cell types. Defining the
intracellular transduction events elicited by Shh in neural cells and
the downstream targets of the conserved Shh signaling pathway will be
essential steps in resolving this issue.
Diversity and Pattern in the Dorsal Neural Tube
The differentiation of cell types generated in the dorsal neural
tube appears to be initiated by a contact-mediated signal from the
adjacent epidermal ectoderm (52, 67). Members of the TGF
family, notably BMPs, are likely mediators of this ectodermal signal.
In avian embryos, BMP4 and BMP7 are expressed in
the epidermal ectoderm at early neural plate stages and can mimic the
inductive activity of the ectoderm (52) (Fig.
1B). Exposure of neural plate cells to BMPs elevates
expression of the same Pax and Msx genes that are
repressed by Shh signaling (52). These genes are, however,
also expressed by neural plate cells that have not been exposed to
ectodermal signals and do not generate neural crest cells or dorsal
interneurons. Thus, the expression of Pax and Msx
genes appears insufficient to trigger the differentiation of dorsal
cell types. Nevertheless in the mouse the Pax3 and
Pax7 genes are required for the appropriate differentiation
of neural crest cells (68), suggesting their involvement in
dorsal cell differentiation. One candidate for an intermediate in
neural crest cell differentiation is a zinc finger transcription
factor, slug (69), which is induced in premigratory neural
crest cells in response to BMPs (52). Antisense
oligonucleotide ablation of slug expression impairs the
migration of neural crest cells from the dorsal neural tube
(69). After neural tube closure, several BMPs--including BMP4, BMP5, BMP7, and
Dsl1--are expressed in overlapping domains in and around the
dorsal midline (52, 70) (Fig. 1) and induce
subsets of sensory relay interneurons that are generated at later
stages in the development of the dorsal spinal cord (70).
Common themes of dorsoventral patterning. There are both
common features and significant differences in the principles by which
cell fate and pattern appear to be regulated in the dorsal and ventral
halves of the neural tube. The strategy of inductive transfer of
secreted signaling factors expressed initially by non-neural tissues
(the notochord and epidermal ectoderm) to cells at the midline of the
neural tube (the floor plate and roof plate) (Fig. 1B)
is used to propagate patterning signals within both the ventral and
dorsal neural tube. Ventral patterning is, however, at least in higher
vertebrates, regulated by the activities of a single Hedgehog protein,
Shh, whereas several BMPs are expressed in the epidermal ectoderm and
dorsal neural tube. How are distinct dorsal cell types generated in
response to structurally related inductive signals? By analogy with the
mechanisms of Shh-mediated signaling in the ventral neural tube,
different dorsal cell types may be triggered at different BMP
concentration thresholds. Alternatively, members of the TGF family
may possess qualitatively distinct inductive activities by virtue of
their interaction with different BMP receptors (71).
Temporal changes in the response of neural plate cells to the same BMP
signal could also contribute to the generation of distinct dorsal cell
types.
BMPs influence the patterning of many tissues in vertebrates and
Drosophila. Both diffusible BMP gradients (72)
and a BMP-initiated cascade of signaling molecules (73) have
been suggested to underlie long-range patterning. Differentiation of
ventral cell types appears to be controlled by Shh through both its
local and direct long-range actions. However, the initial source of
BMPs, the epidermal ectoderm, requires contact with target cells to
induce dorsal cell types (52, 70). BMPs may therefore
control cell pattern in the dorsal neural tube only by a local action,
achieving long-range patterning through the propagated, cell-to-cell
induction of BMP gene expression in responsive neural cells.
Whether the early dorsoventral patterning of the neural tube can be
explained solely by Hedgehog and BMP activities is unclear. Several
Wnt genes are expressed in restricted domains along the dorsoventral axis of the neural tube (74). There is
currently no evidence that Wnt proteins contribute to dorsoventral
patterning in the spinal cord (75), but they do contribute
more rostrally and in non-neural tissues (76) and may
therefore have as yet unappreciated roles in cell patterning in the
spinal cord. In addition, chordin, noggin, and follistatin are each
expressed by the notochord or floor plate (9, 12, 14, 77),
raising the possibility that ventral sources of proteins that
antagonize BMP signaling might also contribute to the patterning of the
ventral neural tube.
Diversification of Motor Neuron Subtypes
Hedgehog and BMP proteins have an early role in specifying the
identity of cell types along the dorsoventral axis of the spinal cord,
but as development proceeds more specialized neuronal subtypes are
generated. Additional signaling steps that appear to be independent of
the early dorsoventral patterning signals are involved in the generation of neuronal diversity at later stages in spinal cord development. Evidence for this has emerged most clearly from the analysis of the cellular interactions that control the differentiation of motor neuron subclasses.
Motor neurons in the developing spinal cord can be subdivided on the
basis of the position at which their cell bodies are located and also
by their axonal projection patterns. In higher vertebrates, subclasses
of motor neurons are organized into longitudinally oriented columns
that occupy distinct and, in some cases, discontinuous domains along
the rostrocaudal axis of the spinal cord. Motor neurons within a single
column send their axons to a common peripheral target (78).
Motor neurons in the medial subdivision of the median motor column
(MMC) project their axons to axial muscles that lie close to the
vertebral column; motor neurons in the lateral subdivision of the MMC
project their axons to body wall muscles; and motor neurons in the
lateral motor column (LMC) innervate muscles in the limb (Fig.
4). Motor neurons in the LMC are further organized into
pools, each of which innervates a specific muscle in the limb
(79). In lower vertebrates such as the zebrafish, three
major subclasses of primary motor neuron can be identified by the
distinct rostrocaudal positions at which they are generated within a
single segment and by their selective projections to different axial
muscle domains in the periphery (80). The columnar subclasses of motor neurons in the chick and the primary motor neuron
subclasses in zebrafish can be distinguished by the combinatorial expression of transcription factors of the LIM homeodomain class (81) (Fig. 4). LIM homeodomain proteins
control cell fate decisions in both C. elegans and
Drosophila (82, 83), and in vertebrates they may control the
expression of molecules that are involved in the guidance of motor
axons along different pathways to their muscle targets in the
periphery.
Fig. 4.
LIM homeodomain protein expression in motor columns
in the chick spinal cord. The temporal sequence of expression of LIM
homeodomain proteins by newly differentiating motor neurons. All
classes of motor neuron initially express Isl1 and Isl2, soon after
their birth. Differential expression of LIM homeodomain proteins occurs at around the time of axon extension. The lower diagram shows transverse sections through stage 22 to 25 chick embryos at different segmental levels, indicating the projection of motor neurons located in
different motor columns to their peripheral targets. The medial division of the median motor column is shown in blue
(MMCm); the lateral division of the median motor column is
shown in red (MMCl); the medial division of the lateral
motor column (LMC) in red (LMCm); the lateral division of
the LMC in green (LMCl) ; and the column of Terni in brown
(CT).
[View Larger Version of this Image (0K GIF file)]
How might the subtype identities of motor neurons be established?
Experimental manipulations in chick and zebrafish embryos have
suggested that motor neuron diversification depends on local signals
that act on neural tube cells over restricted domains along the
rostrocaudal axis of the spinal cord. Transplantation of segments of
the chick neural tube to different rostrocaudal positions results in a
transformation in the columnar identity of motor neurons and in the
expression of combinations of LIM homeodomain proteins appropriate for
their new position (84, 85). Similarly, inversion of the
neural tube at lumbar levels leads to a respecification of motor pool
identity, as defined by changes in the pattern of motor axon
projections in the periphery (86). These neural tube
translocations and inversions also change the expression of
Hox genes (85, 87), raising the possibility that
the expression of Hox genes is involved in defining motor neuron subtype identity in the spinal cord as well as in the hindbrain (31). In zebrafish, transplantation of individual primary
motor neurons to a different intrasegmental position also results in a
change in motor neuron identity as defined both by altered LIM homeodomain protein expression and by the respecification of axonal trajectory (81, 88).
Taken together, these observations have suggested the existence of
rostrocaudally restricted signals that control the subtype identity of
motor neurons. The signals appear to act initially on progenitor cells
(79, 85), although motor neuron subtype identity may be
modifiable after cells have left the cell cycle (80, 81).
The cellular origin and identity of these local signals is not known,
although a possible source is the paraxial mesoderm that flanks the
neural tube. Thus, inductive signals from the axial mesoderm may help
to establish the generic identity of motor neurons and signals from the
paraxial mesoderm may define their subtype.
Neurogenesis
Studies on the contribution of inductive signaling to the
specification of cell fate in the spinal cord have not addressed the
mechanisms that operate more generally to control the differentiation of progenitor cells into postmitotic neurons. The molecular genetic dissection of neurogenesis in Drosophila has yielded clues
to the mechanisms that operate in vertebrates.
In Drosophila, the selection of a single neuron from a large
population of equivalent ectodermal cells requires a series of cell
interactions that progressively restrict cell fate (89). The
initial step in this process is the generation of a proneural region, a
small cluster of cells that acquires the potential to give rise to
neural precursors. This process involves the induction of expression of
a group of transcription factors of the basic helix-loop-helix (bHLH)
class, termed proneural genes, the most notable of which are members of
the achaete-scute complex (89). Within each
proneural region, however, not all cells generate neurons and this
selection process involves a lateral inhibitory signal mediated by
neurogenic genes (90), key amongst which are the cell
surface proteins Delta and Notch (91). Expression of
Delta is controlled by proneural genes (89,
91), and the Delta protein encodes a transmembrane ligand
that activates Notch, initiating intracellular signals that lead to the
repression of proneural gene expression and, as a consequence, to the
down-regulation of Delta (89, 91). Thus,
ectodermal cells are subject to a local feedback cycle that amplifies
an initially minor difference in the level of Notch signaling. Cells in
which Notch signaling is relatively weak give rise to neurons, whereas
cells in which Notch signaling is relatively strong acquire alternate
fates. Notch signaling, however, is a general mechanism for imposing differences in equivalent cell groups rather than a process dedicated to the selection of neuronal identity (92).
The mechanisms that control neurogenesis in vertebrates appear to have
been co-opted in a remarkably conserved manner from those that operate
in Drosophila (93) (Fig. 5). bHLH
proteins expressed in vertebrate neural tissue have been identified,
and many of these share structural features with Drosophila
proneural proteins (93, 94, 95). Similarly, vertebrate Notch
proteins and ligands of the Delta and Serrate class have been
identified (96, 97, 98, 99, 100, 101). Evidence that the vertebrate Notch and
Delta proteins regulate a core program of neurogenesis in a manner
similar to that of their Drosophila counterparts has emerged
in large part from the analysis of the primary (early born) neurons at
caudal levels of the neural plate in Xenopus embryos.
Overexpression of Delta or of an activated form of Notch inhibits the
generation of primary neurons. Conversely, expression of a dominant
negative form of Delta results in the generation of additional primary
neurons (99) (Fig. 5).
Fig. 5.
Model for the role of Neurogenin,
NeuroD, and Notch signaling in the determination of neuronal fate. The
conversion of a neural epithelium consisting exclusively of
proliferating progenitor cells (gray) to one in which certain cells
have adopted a neuronal identity (green) is shown. The acquisition of
neuronal identity requires the action of bHLH proteins and Notch
signaling. The model indicates that Neurogenin expression in the left
hand cell induces expression of Delta, which in turn activates Notch
signaling in the right-hand cell, leading to the repression of
Neurogenin expression and consequently to a decrease in Delta
expression. By analogy with similar signaling events in
Drosophila, the inhibition of Neurogenin expression may be
mediated by RBP-Jk, a vertebrate homolog of Suppressor of
Hairless [Su(H)] and through HES proteins, vertebrate bHLH proteins
of the Hairy/enhancer of split [E(spl)] class (113, 114).
Neurogenin expression above a certain threshold leads to the induction
of NeuroD, which promotes neuronal differentiation. Modified with
permission from (93).
[View Larger Version of this Image (29K GIF file)]
In Xenopus, primary neurons are not generated uniformly in
the neural plate but are confined to three longitudinally arrayed stripes; the medial stripe corresponds to motor neurons, the
intermediate to interneurons, and the lateral to sensory neurons
(102). Delta expression in the neural plate is centered on
these three stripes prior to the onset of neuronal
differentiation (99). After experimental manipulations that
suppress Notch signaling, the generation of additional neurons is
restricted to these three stripes, resulting in an increase in local
neuronal packing density rather than an expansion in the proportion of
the neural plate occupied by neurons or the generation of ectopic
neurons in non-neural ectoderm (99). These findings indicate
the existence of a program of neurogenesis that functions at earlier
stages to define regions of the neural plate within which cells are
competent to generate neurons. Within these domains the selection of
neuronal fate appears to depend on the state of Notch signaling.
What genes activate the core program of neurogenesis in vertebrates?
One vertebrate bHLH protein, Neurogenin, is expressed prior to Delta in
regions of the Xenopus neural plate destined to generate
primary neurons (95). Overexpression of Neurogenin leads
to an expansion of the domain of expression of Delta and to
an increase in the number of neurons. Importantly, neurogenesis is no
longer restricted to the original three stripes, and ectopic neurons
are also detected in non-neural ectoderm (95). Neurogenin overexpression also results in the induction of a second and later appearing bHLH protein, NeuroD (94), which can also induce
ectopic neuronal differentiation in non-neural ectoderm. These and
other results (95) suggest that Neurogenin may be an
important early activator of neurogenesis and more generally that
neurogenesis in vertebrates, as in Drosophila, involves the
sequential activation of distinct bHLH factors that either determine
neuronal fate or promote later aspects of neuronal differentiation
(93) (Fig. 5).
Studies in Drosophila have also shown that in certain neural
cells, the Notch-mediated control of neurogenesis is itself subject to
regulation by proteins that are asymmetrically inherited during the
division of the progenitor cell. Notable amongst these is the
Drosophila protein Numb, which confers neuronal identity to cells that inherit the protein by inhibiting the intracellular transduction of Notch-mediated signals (103). Numb-related
proteins have now been isolated in vertebrates (104), and in
the ventricular zone of the mammalian cerebral cortex both Numb and
Notch proteins are localized asymmetrically during certain progenitor
cell divisions (104, 105). Analysis of the function of Numb
and other localized determinants should help to clarify the extent to
which proteins segregated during cell division control neuronal
identity in the vertebrate CNS.
The emerging evidence for a core program in neurogenesis leaves
unresolved the issue of how glial cell fates are defined. In the
developing spinal cord, floor plate and roof plate cells can be
considered specialized classes of early differentiating glial cells.
Some of the environmental signals that control the differentiation of
more conventional classes of glial cells--astrocytes, and
oligodendrocytes--have also been identified (106, 107) but the cell intrinsic factors that specify glial cell type in the CNS
remain to be defined. In Drosophila, nuclear proteins
required for glial cell differentiation have been identified
(108), and the isolation of their vertebrate counterparts
could reveal whether elements of the biochemical machinery that
controls gliogenesis have also been conserved during evolution.
Integration of Neurogenic and Patterning Mechanisms
How might the core program of neurogenesis controlled by bHLH
proteins and Notch signaling be integrated with Hedgehog- and TGF -dependent signaling systems to generate distinct classes of
neurons in the spinal cord? One possibility is that the neurogenic program controls solely the decision of progenitor cells to become neurons or remain undifferentiated, with the establishment of neuronal
subtype identity depending on the transcription factors controlled by
Hedgehog and TGF signaling. The spatially restricted expression of
Pax3, Pax6, and Pax7 along the dorsoventral axis could then primarily determine neuronal identity in the spinal cord
(Fig. 6).
Fig. 6.
Dorsoventral subdivisions of the ventricular
zone of the developing spinal cord and early neuronal patterning.
At the onset of neuronal differentiation, the ventricular zone of the
embryonic spinal cord is subdivided into dorsoventral domains that
express different combinations of bHLH proteins, Notch ligands, and Pax proteins. The right-hand diagram shows that subsets of neurons derived
from different domains of the ventricular zone can be distinguished by
the expression of LIM homeodomain proteins. Motor neurons (red) express
Isl1/Isl2, certain dorsal commissural neurons (green) express
LH2a/LH2b; and dorsal ipsilateral interneurons (orange) express Isl1.
The axonal projection patterns of the remaining interneuron classes
have not been established. Motor neurons can be further subdivided into
columnar subsets on the basis of a more complex LIM homeodomain protein
code (see Fig. 4).
[View Larger Version of this Image (17K GIF file)]
Arguing against this view is the finding in Drosophila that
structural differences in distinct bHLH proteins do contribute to the
specification of the subtype identity of neurons (109). Moreover, in vertebrates three different bHLH proteins--neurogenin, Mash-1, and Math1/Atonal--are expressed in complementary,
non-overlapping domains of the ventricular zone along the dorsoventral
axis of the spinal cord (93, 110) (Fig. 6).
Similarly, two different Notch ligands, Delta and Serrate/Jagged, are
also expressed in complementary subdomains of the ventricular zone
(97, 98) (Fig. 6). Distinct bHLH proteins and
Notch ligands could therefore participate, together with Pax
genes, in the control of neuronal subtype identity in the developing
spinal cord.
The classes of genes that act downstream of the neurogenic and
patterning programs active in progenitor cells to specify neuronal subtype identity remain unknown. Members of many classes of
transcription factors are expressed in subsets of neurons in the
embryonic spinal cord (111). In particular, members of each
of the five subclasses of LIM homeodomain proteins (82) are
expressed in the developing spinal cord and define functional subsets
of interneurons as well as motor neurons (70, 81) (Fig.
6). The possibility that LIM homeodomain proteins
regulate neuronal subtype identity in the vertebrate CNS has received
preliminary support from the analysis of Isl1, a LIM homeodomain
protein expressed at an early stage in the differentiation of all
spinal motor neurons. Mice in which Isl1 function has been
eliminated by gene targeting fail to generate motor neurons
(62). However, the relation between LIM homeodomain proteins
and the expression of genes that define neuronal connectivity and
function--those involved in axonal pathfinding, synapse formation and
neurotransmission--remains unknown. In peripheral sympathetic neurons,
separate classes of transcription factors have been suggested to
control neuronal identity and transmitter phenotype (93, 112), and it is likely that the diverse phenotypic properties of
individal neurons in the CNS will also depend on the combined actions
of multiple transcription factors.
Prospects
Progress in clarifying the mechanisms that control cell
diversity and pattern in the spinal cord has accelerated appreciably over the past few years but there are many unresolved issues. It is
still unclear how neural cells sense small differences in the
concentration of inductive factors and respond with the generation of
distinct cell types. Similarly, the relation between the combinatorial expression of transcription factors and the generation of
neuronal subtypes is not yet apparent. There has also not been a
satisfying integration of the patterning mechanisms controlled by
molecules such as Sonic Hedgehog and BMPs with the core program of
neurogenesis. Nevertheless, the molecular genetic methods now being
developed in the mouse and zebrafish and the ongoing cellular analyses
of avian embryos offer considerable promise for extending the insights we now have into the mechanisms of neural cell specification in the
spinal cord.
The extent to which the principles that emerge from studies of spinal
cord development will prove generally relevant to other regions of the
CNS also remains uncertain. From what is already known, it seems likely
that similar principles operate in the hindbrain, midbrain, and even in
the diencephalic region of the forebrain. Within the telencephalon,
however, regional differentiation and neurogenesis occur at a
significantly later stage, when the dimensions of the telencephalic
neuroepithelium are much greater than that of the caudal neural tube.
At present, the nature and mechanism of action of signals that control
regional pattern and the generation of distinct neuronal subtypes
within the embryonic cerebral cortex is not known. In the future, a
comparison of the strategies and mechanisms used to generate diversity
and pattern in the spinal cord and cerebral cortex might, therefore,
provide a more complete molecular solution to the problem of early
neural differentiation. Whether such solutions will contribute to a
deeper understanding of the organization and function of neural
circuits in the CNS may take more time to evaluate.
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